We help you to plan, grow and structure your business for future growth and meet your compliance requirements. While you concentrate on building your business, we will support you with your business middle office needs from creating your business structure to applying for Australian Financial Services Licence (AFSL) or Australian Credit Licence (ACL) to developing and creating your policies, procedures and compliance documentation.
When building your business, it is challenging to be across all your compliance requirements and have all the required policies, procedures and compliance documentation.
We work with you to make compliance as simple and practical as possible for your business and can assist you with:
- creation of your Company, Business, Trust and SMSF structures;
- ABN and GST registrations;
- applying for your AFSL (including variations) & ACL licences (we will guide you through the whole process from the initial planning to liaising with ASIC on your behalf);
- developing your AFCL compliance plans and AFSL templates;
- developing your ACL compliance plans and ACL templates
- creation of your Credit Guide;
- developing your AML / CTF compliance plans;
- creation of your Privacy & Cookies Policies, Data Breach Response Procedure and Privacy Impact Assessment template;
- creation of your Website Terms and Conditions and Purchase Terms and Conditions;
- creation of your Breaches and Events Procedure;
- creation of your Risk Management procedure;
- reviewing and negotiating your procurement contracts, outsourcing procedures and supplier due diligence questionnaires;
- assisting you with responses to request for proposal (RFP) and request for information (RFI); and
- helping you meet your other business compliance requirements.
